Regulatory Risk Management | Wolters Kluwer Financial Services
  • Seizing on stress testing’s strategic potential
    Seizing on stress testing’s strategic potential
  • Achieving IFRS 9: a long way to go in a short time
    Achieving IFRS 9: a long way to go in a short time
  • RegTech White Paper
    RegTech: Helping Your Data Work Smarter and Harder

Risk Solutions

Wolters Kluwer Financial Services helps financial services organizations, with a comprehensive suite of risk management technologies to address compliance, credit, counterparty credit, financial crime, market, liquidity, and operational risk. Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Explore Insights

Volume 11, No. 1: The New Regulatory Landscape: What happened in 2017? Really, what happened?

(Published January - February, 2018) Though it has felt to me all year that this was a quiet year of legislation and regulation, it’s actually not true. Our regulators have, as always, been active and have kept the process moving despite political turmoil. Hank Sanchez of Oyster Consulting LLC has given us an excellent discussion of 2017 developments affecting broker dealers, and some practical ways to address those developments.

Volume 10, No. 5: What You Need to Know About Expungement

(Published September-October, 2017) It's easy to get a customer complaint, and easy for that complaint to stain your firm's or your reps' or your own professional record. The stain can put a big damper on your business, and it's very tough to get that stain off your record! David Sobel, Jacko Law Group's FINRA Specialist, has given us an excellent discussion of how to get such stains cleared off the record.

Show more
Wolters Kluwer Financial Services Image
 

AML in Hong Kong: What banks need to do next

 
 
Read commentary
Wolters Kluwer Financial Services Image
 

White Paper: Stress Testing - An Increasingly Intricate Puzzle

 
 
Download now