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  • Seizing on stress testing’s strategic potential
    Seizing on stress testing’s strategic potential
  • RegTech White Paper
    RegTech: Helping Your Data Work Smarter and Harder
  • Streamlining Banks’ Paperwork Journey: An Integrated Approach to Managing Finance, Risk and Reporting
    Streamlining Banks’ Paperwork: An Integrated Approach to Managing Finance, Risk and Reporting

What we offer

Wolters Kluwer Financial Services is the leading worldwide provider of comprehensive risk management, compliance and audit solutions for the financial services industry. We empower risk, compliance, finance and audit professionals in more than 15,000 financial services organizations worldwide to make intelligent and clear-sighted decisions in a rapidly evolving global environment.

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Integrating finance, risk and regulatory reporting through comprehensive data management

(Published April 25, 2018) The right tech is not enough. While modern RegTech can do a lot to help institutions meet their data management needs and complete stringent reporting requirements, even the best technology will not live up to its promise unless an organization also designs and configures their data management system to serve broader goals.

Volume 11, No. 2: Some Old (and New) Wine in New Bottles: The 2018 SEC and FINRA Examination Priorities

(Published April 24, 2018) The SEC and FINRA have released their 2018 exam priorities. Jim Fanto, professor at Brooklyn Law School, and co-editor of this publication, discusses these two regulators’ priorities. As is true every year, much is the same, but Jim carefully points out what’s new in their priorities, whether a completely new topic or a new twist on an old topic. This is definitely worth your time and effort to pick out the areas you may want to focus on in the coming year.

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Live Webinar: CCO Liability – Effective Ways to Reduce your Exposure

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Leading Solutions to Complex Issues

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