Americas - Regional Country Listing
  • Streamlining Banks’ Paperwork Journey: An Integrated Approach to Managing Finance, Risk and Reporting
    Streamlining Banks’ Paperwork: An Integrated Approach to Managing Finance, Risk and Reporting
  • 2016_Astory_BusinessTeamattheOffice
    Cultivating Soft Skills: Your Compliance Program’s Cherry Topping
  • Global impacts of IFRS 9, CECL and BCBS 311
    Global impacts of IFRS 9, CECL and BCBS 311
  • HMDA New Rules
    What’s Next for Your HMDA Implementation Plan?

What we offer

Wolters Kluwer Financial Services is the leading worldwide provider of comprehensive risk management, compliance and audit solutions for the financial services industry. We empower risk, compliance, finance and audit professionals in more than 15,000 financial services organizations worldwide to make intelligent and clear-sighted decisions in a rapidly evolving global environment.

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Volume 10, No. 3: Cyber Liability Insurance: Who’s on First?

(Published May - June 2017) First came the growth of cyber intrusions and cyber-attacks. Then came insurance policies against them. Andy Fotopulos of Starkwether and Shepley has given us a good discussion of these insurance policies, and helps make sense of them for those trying to design and/or choose a policy: what’s in them; what’s covered; what’s not.

Volume 10, No. 2: FINRA and SEC 2017 Examination Priorities

(Published March - April 2017) Every year our regulators provide a roadmap to the upcoming examination year by releasing their exam priorities letters. FINRA released theirs on January 4, and SEC released theirs on January 12. Two gentlemen from Fox Rothschild, Joshua Horn and Ben McCoy have given us a discussion of the highlights of those priorities, what the regulators will be looking for, and what your firm should do about it. It’s a great heads up!

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Live Webinar: CCO Liability – Effective Ways to Reduce your Exposure

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Leading Solutions to Complex Issues

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Regulatory Update: What’s On the Horizon?

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