Senior Regulatory Consultant
Thomas Grundy joined Wolters Kluwer Financial Services Risk and Compliance consulting practice as senior regulatory consultant in January 2013. With 31 years of experience as a former regulator, compliance professional, and consultant, he puts his experience to work advising compliance and risk management executives on practical solutions to effectively manage compliance in a complex and rapidly changing regulatory environment.
Mr. Grundy has years of experience in risk-based enterprise compliance program assessment, development and implementation, governance processes, compliance training, pre-charter conversion reviews, regulatory examination management and response, and practical experience performing targeted assessments for compliance with a wide range of federal consumer protection and safety and soundness laws and regulations impacting lending, deposits, electronic banking, information privacy and security, trust and fiduciary operations, community reinvestment, and anti-money laundering. In addition to consulting, he has served as a compliance officer for nationally recognized traditional and online financial service providers. He started his career as a field examiner for the Office of the Comptroller of the Currency and later served as an oversight examiner for the Federal Reserve Board in the Fed’s Division of Consumer and Community Affairs.
Mr. Grundy is a graduate of the University of Kentucky, the Graduate School of Banking at the University of Wisconsin, and the American Bankers Association National Graduate Compliance School. He is a Certified Regulatory Compliance Manager (CRCM).