To help you address the ever-changing IRA regulations and comfortably offer the options that consumers and businesses want, Wolters Kluwer Financial Services provides support for all IRA types. Our documents can be delivered in a variety of formats including paper, electronic, and Internet.

In addition, we complement these documents with a wide range of IRA support services-from our administration service to training options to marketing programs.

We can help you manage your IRA process more efficiently. From front-end policy development and training through back-end monitoring and reporting, our solutions address your needs throughout the IRA workflow.

To view the entire workflow, use the arrows below to scroll back and forth.

Policy Development

Developing, maintaining, and updating your policies and procedures is a vital part of your operations.

Staff Training

Employees who are properly trained can help your institution comply with policies and procedures.

Begin Sales Process - Customer Notification / Education / Awareness

Respond to the needs of both existing and potential account owners as you begin the deposit account process.

Initiate Transaction (Deposit, Lending, IRA, SBA, Other)

Gather the basic information needed to initiate the transaction.

Open IRA Account

A simplified and organized process makes it easier to help both consumers and businesses select the IRA options that are right for them.

Additional Transactions

Be prepared for any ongoing periodic activity throughout the life of an IRA account.

Administration & Reporting

Manage account activity to make administration and reporting easier.

Ongoing Monitoring & Operations

Your IRA process includes ongoing monitoring of legislative and regulatory changes.

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Compliance University™
On-Line Learning Access Support Look Up Form Versions

Pension Protection Act of 2006