Compliance Consultant Specialist
Tom Walter is a compliance
consultant specialist with Wolters Kluwer Financial Services, where his
responsibilities include working with business partners to provide regulatory
compliance guidance relative to their product development activities as well as
working on a variety of consulting engagements with banking customers.
Walter’s background spans
25 years in the financial services industry as a regulator, counsel, banker and
consultant. Walter has extensive experience developing products and services
for the retail and operational functions within financial institutions.
Walter earned his Juris
Doctor from the William Mitchell College of Law in Minnesota and his bachelor’s
degree from the University of Minnesota.