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    Business Intelligence:
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    We are pleased to share our 2016 Mid-Year Results
  • Breaking Down IFRS Implementation
    Breaking down IFRS 9 implementation

What we offer

Risk Solutions

Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Compliance Solutions

Our compliance management solutions enable organizations to balance the mounting regulatory and risk management obligations with improving business performance.

Finance Solutions

Our finance solutions deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Audit Solutions

Our audit solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

Department of Labor Fiduciary Rules Finalized: Final Regulation’s Effect on IRAs, HSAs, and CESAs

(Published September 22, 2016) The Department of Labor’s (DOL’s) recently released final fiduciary regulation broadens its oversight, and broadens the scope of persons considered to be a fiduciary with respect to IRAs, HSAs, and CESAs. Although subject to Internal Revenue Code section 4975 prohibited transaction rules, many persons (advisors) have generally not been subject to ERISA fiduciary requirements with DOL oversight. One purpose of the final fiduciary regulation is to protect consumers, including IRA, HSA, and CESA owners, from persons that may not be acting in the consumer’s best interest when making investment recommendations.

CP 16-20: the next tweak to the FCA’s attempt to end its PPI nightmare

(Published September 20, 2016) CP 16/20, published in August, shows the Financial Conduct Authority (FCA) continuing to muddle its way towards the end of the PPI mis-selling crisis. The performs two functions. It reports on the feedback received in response to CP 15/39. It also suggests further changes in the light of that. Adam Samuel reports.

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Live Webinar: Do You Have the Right Stuff? The Great HMDA Race Is On!

 
 
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Senior Managers Regime White Paper
 

Senior Managers Regime: Paving the Way for a New Era of Responsibility

 
 
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BCBS 279 - Derivatives under the regulatory spotlight... again

 
 
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